Wednesday, May 19, 2010

Tri-City financial adviser under fire

A Tri-City financial adviser has been accused of violating the state's Securities Act by falsifying birth dates on annuity applications for elderly clients.

The state Department of Financial Institutions Securities Division has filed a statement of charges against Thomas Doncaster, claiming he violated the law and should have to pay a $65,000 fine plus investigation costs of more than $5,000...

News-Tribune: Tri-City financial adviser under fire

No comments:

Post a Comment